Important Regulatory Information

United States Users

Evercore operates its U.S. Investment Banking Advisory and Institutional Equities businesses through Evercore Group L.L.C. (“Evercore Group”), which provides financial advice on mergers, acquisitions, financial restructurings, and similar corporate finance matters; conducts underwriting and private placements of securities to institutional clients; and engages in sales, trading, and research activities under the name Evercore ISI. Evercore Group does not offer or sell securities to, or carry accounts for, retail customers. Evercore Group is regulated by the Financial Industry Regulatory Authority, Inc. (www.finra.org) and the Securities and Exchange Commission (www.sec.gov). Please click here for additional important regulatory disclosures for Evercore Group.

Canada Users

Evercore Partners Canada Ltd. (“Evercore Canada”) provides corporate finance advisory services primarily to Canadian corporations listed on a public exchange in connection with mergers, acquisitions, divestitures, leveraged buyouts, joint ventures, recapitalizations, and other extraordinary corporate transactions. Evercore Canada does not engage in capital markets activities and does not solicit or trade securities. Please refer to Evercore Group’s expanded disclosures for important information about its activities in Canada.

Mexico Users

Evercore Casa de Bolsa (“ECB”) is authorized by the Mexican Ministry of Finance to act as a broker-dealer and financial advisor in accordance with the Mexican Securities Market Law. ECB is subject to regulation and oversight by the Mexican Ministry of Finance and the Mexican National Banking and Securities Commission, including the maintenance of minimum capital requirements. In addition, the Mexican Broker Dealer Association, a self-regulatory organization that is subject to oversight by the Mexican National Banking and Securities Commission, adopts and enforces rules governing the conduct, and examines the activities of, its member broker-dealers, including ECB.

Evercore Partners Mexico S. de R.L. (“Evercore Mexico) provides corporate finance advisory services to Mexican corporations in connection with mergers, acquisitions, divestitures, leveraged buyouts, joint ventures, recapitalizations and other extraordinary corporate transactions.

United Kingdom and Europe Users

In Europe, this website and the information contained in it relating to Investment Banking Advisory are made available by Evercore Partners International LLP (registered in the U.K. with company no. OC357957) (“Evercore Europe”), whose registered office is: 15 Stanhope Gate, London, W1K 1LN. Evercore Europe is authorised and regulated in the U.K. by the Financial Conduct Authority (“FCA”) with Firm Reference Number: 532714. Evercore Europe is registered for Value Added Tax purposes and has VAT identification number: 108268711. Evercore Europe has a branch in Spain located at Paseo de la Castellana 36-38, 10th Floor 28046, Madrid and is registered for Value Added Tax purposes with VAT identification number: W8263872G. Evercore GmbH is a subsidiary of Evercore Europe and is registered in the commercial register of Amtsgericht Frankfurt am Main under the register number HRB 101899 with its business address in Ulmenstrasse 37 – 39, 60325, Frankfurt am Main. Evercore GmbH is registered for Value Added Tax purposes with VAT identification number: DE300678014.

In Europe, this website and the information contained in it relating to sales and research activities are made available by International Strategy & Investment (U.K.) Limited (registered in the U.K. with company no. 07610874) (“Evercore ISI Europe”), whose registered office is 1 Stanhope Gate, London, W1K 1AF. Evercore ISI Europe is authorised and regulated in the U.K. by the FCA with Firm Reference number: 575376. Evercore ISI Europe is registered for Value Added Tax purposes with VAT identification number: 108268711. Evercore has no wealth and/or investment management businesses operating from any address in the U.K. and/or the European Union.

The information featured on this website may relate to services of an entity/person incorporated and operating outside of the U.K. or to other matters which are not regulated by the FCA. In such case, the provision of such services will not have the benefit of U.K. regulatory protections, including those provided in respect of the FCA rules. In particular, Evercore Inc. and certain of its other subsidiaries are based outside of the U.K. and the provision of services by them will not have the benefit of such U.K. regulatory protection.

Click here to read about our UK group’s tax strategy.

Click here to read about our UK group’s Modern Slavery Act statement.

Middle East Users

Evercore Advisory (Middle East) Limited (“Evercore Dubai”) is a Dubai International Financial Centre (“DIFC”) company limited by shares with a DIFC registered number 2478 and with a registered office at unit 1606, Level 16, Index Tower, DIFC, Dubai, 507204, United Arab Emirates. Evercore Dubai is regulated by the Dubai Financial Services Authority (“DFSA”) with DFSA license number F003992.

Evercore Dubai does not provide tax advice. Evercore Dubai is allowed to provide services only to Professional Clients or Market Counterparties and not Retail Clients (all terms as defined in the DFSA COB Rules). Evercore Dubai reserves the right to monitor and record electronic and telephone communications made by or to its personnel for regulatory or operational purposes. The security, accuracy, and timeliness of electronic communications cannot be assured. While Evercore Dubai implements precautions against viruses, Evercore Dubai does not accept any liability for any virus, malware, or similar in its email or any attachment.

Asia Users

Evercore Asia (Singapore) Pte Ltd, 12 Marina Boulevard, #33-01, Marina Bay Financial Centre Tower 3, Singapore 018982 (Registration Number 201321328D) is regulated by the Monetary Authority of Singapore and licensed to conduct the regulated activities of advising on corporate finance and dealing in securities.

Evercore Asia Limited, Two Exchange Square, #Suite 1405-1407, Central, Hong Kong (Company Number 1367476) is regulated by the Hong Kong Securities and Futures Commission and licensed to conduct the regulated activities of advising on corporate finance and dealing in securities.

Australia Users

In Australia, Evercore Group is exempt from the requirement to hold an Australian financial services license under the Corporations Act in respect of the financial services it provides. Evercore Group is regulated by the Securities and Exchange Commission of the United States under United States laws, which differ from Australian laws.

______________________________________________________________________________________________________________________________________________

**Evercore is the leading global independent investment bank based on the dollar value of announced 2017 worldwide merger and acquisition transactions on which it has advised, as reported by Thomson Reuters Corporation. As used herein, the term “independent investment bank” means an investment bank that directly, or through its affiliates, does not engage in commercial banking or significant proprietary trading activities.

Evercore operates its U.S. Wealth Management business through Evercore Wealth Management, LLC (“EWM”), an investment advisor registered with the SEC under the Investment Advisers Act of 1940.

Evercore Casa de Bolsa (“ECB”) is authorized by the Mexican Ministry of Finance to act as a broker-dealer and financial advisor in accordance with the Mexican Securities Market Law. ECB is subject to regulation and oversight by the Mexican Ministry of Finance and the Mexican National Banking and Securities Commission, including the maintenance of minimum capital requirements. In addition, the Mexican Broker Dealer Association, a self-regulatory organization that is subject to oversight by the Mexican National Banking and Securities Commission, adopts and enforces rules governing the conduct, and examines the activities of, its member broker-dealers, including ECB.

Please refer to the EWM and ECB websites linked above for additional important disclosures.