Important Regulatory Information
Evercore operates its U.S. Investment Banking Advisory and Institutional Equities businesses through Evercore Group L.L.C. (“Evercore Group”), which provides financial advice on mergers, acquisitions, financial restructurings, and similar corporate finance matters; conducts underwriting and private placements of securities to institutional clients; and engages in sales, trading, and research activities under the name Evercore ISI. Evercore Group does not offer or sell securities to, or carry accounts for, retail customers. Evercore Group is regulated by the Financial Industry Regulatory Authority, Inc. (www.finra.org) and the Securities and Exchange Commission (www.sec.gov). Please click here for additional important regulatory disclosures for Evercore Group.
Evercore Partners Canada Ltd. (“Evercore Canada”) provides corporate finance advisory services primarily to Canadian corporations listed on a public exchange in connection with mergers, acquisitions, divestitures, leveraged buyouts, joint ventures, recapitalizations, and other extraordinary corporate transactions. Evercore Canada does not engage in capital markets activities and does not solicit or trade securities. Please refer to Evercore Group’s expanded disclosures for important information about its activities in Canada.
The Evercore Group has two subsidiaries in the United Kingdom: Evercore Partners International LLP (registered in England & Wales with company no. OC357957) and Evercore ISI International Limited (registered in England & Wales with company no. 07610874).
Evercore Partners International LLP with registered office at 15 Stanhope Gate, London, W1K 1LN, United Kingdom, is authorised and regulated in the U.K. by the Financial Conduct Authority (“FCA”) with Firm Reference Number: 532714. Evercore Partners International LLP is registered for Value Added Tax purposes and has VAT identification number: 108268711. Evercore Partners International LLP has a branch in Spain located at Paseo de la Castellana 36-38, 10th Floor 28046, Madrid and is registered for Value Added Tax purposes with VAT identification number: W8263872G.
Evercore ISI International Limited, whose registered office is at 16 New Burlington Place, London, W1S 2HX, United Kingdom, is authorised and regulated in the U.K. by the FCA with Firm Reference number: 575376. Evercore ISI International Limited is registered for Value Added Tax purposes with VAT identification number: 108268711.
Regulated Global Advisory services mentioned on this website are provided in the U.K. by Evercore Partners International LLP. Regulated Institutional Equities services are provided in the U.K. by Evercore ISI International Limited. The Evercore Group has no wealth and/or investment management businesses operating from any address in the U.K.
The information featured on this website may relate to services of an entity/person incorporated and operating outside of the U.K. or to other matters which are not regulated by the FCA. In such case, the provision of such services will not have the benefit of U.K. regulatory protections, including those provided in respect of the FCA rules. In particular, Evercore Inc. and certain of its other subsidiaries are based outside of the U.K. and the provision of services by them will not have the benefit of such U.K. regulatory protection.
Click here to read about our U.K. group’s tax strategy.
Click here to read about our U.K. group’s Modern Slavery Act statement.
Click here to read our U.K. Gender Pay Gap Report for 2020.
Evercore provides its regulated Global Advisory services in the European Union through Evercore GmbH. The Evercore Group does not offer any regulated wealth and/or investment management businesses in the European Union. Evercore GmbH is a German limited liability company (Gesellschaft mit beschränkter Haftung) registered with the commercial register of the Local Court of Frankfurt/Main with register number HRB 101899 and has its business address at Große Gallusstraße 18, 60312, Frankfurt am Main (phone: +49 69 7079990, email: firstname.lastname@example.org). Evercore GmbH is licensed and supervised by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht) as a financial services institution with register number 10155472.
Members of the management board (Geschäftsführer) are: Sarah Blomfield, Crystal Corbin, Eduard Kostadinov, and Stefan Karg.
Evercore GmbH is registered for Value Added Tax purposes with VAT identification number: DE300678014.
Click here for Sustainability-related disclosures of Evercore GmbH
Evercore Advisory (Middle East) Limited (“Evercore Dubai”) is a Dubai International Financial Centre (“DIFC”) company limited by shares with a DIFC registered number 2478 and with a registered office at unit 1606, Level 16, Index Tower, DIFC, Dubai, 507204, United Arab Emirates. Evercore Dubai is regulated by the Dubai Financial Services Authority (“DFSA”) with DFSA license number F003992.
Evercore Dubai does not provide tax advice. Evercore Dubai is allowed to provide services only to Professional Clients or Market Counterparties and not Retail Clients (all terms as defined in the DFSA COB Rules). Evercore Dubai reserves the right to monitor and record electronic and telephone communications made by or to its personnel for regulatory or operational purposes. The security, accuracy, and timeliness of electronic communications cannot be assured. While Evercore Dubai implements precautions against viruses, Evercore Dubai does not accept any liability for any virus, malware, or similar in its email or any attachment.
Evercore Asia (Singapore) Pte Ltd, 12 Marina Boulevard, #33-01, Marina Bay Financial Centre Tower 3, Singapore 018982 (Registration Number 201321328D) is regulated by the Monetary Authority of Singapore and licensed to conduct the regulated activities of advising on corporate finance and dealing in securities.
Evercore Asia Limited, Two Exchange Square, #Suite 1405-1407, Central, Hong Kong (Company Number 1367476) is regulated by the Hong Kong Securities and Futures Commission and licensed to conduct the regulated activities of advising on corporate finance and dealing in securities.
In Australia, Evercore Group is exempt from the requirement to hold an Australian financial services license under the Corporations Act in respect of the financial services it provides. Evercore Group is regulated by the Securities and Exchange Commission of the United States under United States laws, which differ from Australian laws.
**Evercore is the leading global independent investment bank based on the dollar value of announced 2017 worldwide merger and acquisition transactions on which it has advised, as reported by Thomson Reuters Corporation. As used herein, the term “independent investment bank” means an investment bank that directly, or through its affiliates, does not engage in commercial banking or significant proprietary trading activities.
Evercore operates its U.S. Wealth Management business through Evercore Wealth Management, LLC (“EWM”), an investment advisor registered with the SEC under the Investment Advisers Act of 1940.
Please refer to the EWM website linked above for additional important disclosures.